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Dear Compliance Practitioner

Thank you for being part of the 4th Bi-Annual Compliance Conference which took place on 10 & 11 March 2015.

This year speakers covered pertinent issues around consumer protection, governance the NCA, POPI, risk mitigation and the B-BBBEE codes of good practice. Industry experts shared their best practises in achieving full compliance with relevant and current strategies that will assist attendees on the day-to-day running of their organisation.

THE TOP 3 SPEAKERS AS RATED BY YOU: 

  • Era Gunning, Banking Finance Associate, EDWARD NATHAN SONNENBERGS
  • Lynelle Bagwandeen, Group Company Secretary & General Counsel, NETCARE LIMITED
  • Thezi Mabuza, Deputy Commissioner, NATIONAL CONSUMER COMMISSION

SOME OF THE KEY OUTCOMES AFTER THE CONFERENCE WHICH WILL BE SENT TO KEY AUTHORITIES: 

  • The onus is on each and every compliance practitioner to foresee any risk before it happens
  • The role of the CIO and the COO are getting closer in an aim to achieve compliance
  • Management should set the tone to ensure accountability for the compliance deliverables agreed upon from the inception phase to execution
  • The board has a responsibility to exercise accountability, fairness and transparency with regards to the organisation’s compliance efforts
  • Compliance cannot be achieved overnight however, monitoring of implemented processes is a vital step in the compliance lifecycle
  • Adopt a continuous review of organisational compliance plans in alignment with the amendment of regulations
  • Identify, apply and prioritise relevant acts accordingly
  • Outline and clearly define the roles and responsibilities of stakeholders to ensure ongoing compliance

THE OVERALL CONFERENCE WAS RATED AS: 

25% Excellent, 64% Good, 11% Average

We would like to hear from you with regards to what you would like to see included in the next segment of the conference. The 5th Bi-Annual Compliance Conference which will be held in March 2017.

 Thank you once again for your contribution.

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